The Structure of Scientific Revolutions

We may, to be more precise, have to relinquish the notion, explicit or implicit, that changes of paradigm carry scientists and those who learn from them closer and closer to the truth.

– Thomas Kuhn

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The Structure of Scientific Revolutions (1962) is a book about the history of science by the philosopher Thomas S. Kuhn. Its publication was a landmark event in the history, philosophy, and sociology of scientific knowledge. Kuhn challenged the then prevailing view of progress in “normal science”. Normal scientific progress was viewed as “development-by-accumulation” of accepted facts and theories. Kuhn argued for an episodic model in which periods of such conceptual continuity in normal science were interrupted by periods of revolutionary science. The discovery of “anomalies” during revolutions in science leads to new paradigms. New paradigms then ask new questions of old data, move beyond the mere “puzzle-solving” of the previous paradigm, change the rules of the game and the “map” directing new research.

For example, Kuhn’s analysis of the Copernican Revolution emphasized that, in its beginning, it did not offer more accurate predictions of celestial events, such as planetary positions, than the Ptolemaic system, but instead appealed to some practitioners based on a promise of better, simpler, solutions that might be developed at some point in the future. Kuhn called the core concepts of an ascendant revolution its “paradigms” and thereby launched this word into widespread analogical use in the second half of the 20th century. Kuhn’s insistence that a paradigm shift was a mélange of sociology, enthusiasm and scientific promise, but not a logically determinate procedure, caused an uproar in reaction to his work. Kuhn addressed concerns in the 1969 postscript to the second edition. For some commentators, The Structure of Scientific Revolutions introduced a realistic humanism into the core of science, while for others the nobility of science was tarnished by Kuhn’s introduction of an irrational element into the heart of its greatest achievements.

In a sense that I am unable to explicate further, the proponents of competing paradigms practice their trades in different worlds.

History

The Structure of Scientific Revolutions was first published as a monograph in the International Encyclopedia of Unified Science, then as a book by University of Chicago Press in 1962. In 1969, Kuhn added a postscript to the book in which he replied to critical responses to the first edition. A 50th Anniversary Edition (with an introductory essay by Ian Hacking) was published by the University of Chicago Press in April 2012.

Kuhn dated the genesis of his book to 1947 when he was a graduate student at Harvard University and had been asked to teach a science class for humanities undergraduates with a focus on historical case studies. Kuhn later commented that until then, “I’d never read an old document in science.” Aristotle’s Physics was astonishingly unlike Isaac Newton’s work in its concepts of matter and motion. Kuhn wrote “… as I was reading him, Aristotle appeared not only ignorant of mechanics, but a dreadfully bad physical scientist as well. About motion, in particular, his writings seemed to me full of egregious errors, both of logic and of observation.” This was in an apparent contradiction with the fact that Aristotle was a brilliant mind. While perusing Aristotle’s Physics, Kuhn formed the view that in order to properly appreciate Aristotle’s reasoning, one must be aware of the scientific conventions of the time. Kuhn concluded that Aristotle’s concepts were not “bad Newton,” just different. This insight was the foundation of The Structure of Scientific Revolutions.

Prior to the publication of Kuhn’s book, a number of ideas regarding the process of scientific investigation and discovery had already been proposed. Ludwik Fleck developed the first system of the sociology of scientific knowledge in his book The Genesis and Development of a Scientific Fact (1935). He claimed that the exchange of ideas led to the establishment of a thought collective, which, when developed sufficiently, served to separate the field into esoteric (professional) and exoteric (laymen) circles. Kuhn wrote the foreword to the 1979 edition of Fleck’s book, noting that he read it in 1950 and was reassured that someone “saw in the history of science what I myself was finding there.”

Kuhn was not confident about how his book would be received. Harvard University had denied his tenure, a few years before. However, by the mid-1980s, his book had achieved blockbuster status.

One theory to which Kuhn replies directly is Karl Popper’s “falsificationism,” which stresses falsifiability as the most important criterion for distinguishing between that which is scientific and that which is unscientific. Kuhn also addresses verificationism, a philosophical movement that emerged in the 1920s among logical positivists. The verifiability principle claims that meaningful statements must be supported by empirical evidence or logical requirements.

Scientists work from models acquired through education and through subsequent exposure to the literature often without quite knowing or needing to know what characteristics have given these models the status of community paradigms.

Basic Approach

Kuhn’s approach to the history and philosophy of science focuses on conceptual issues like the practice of normal science, influence of historical events, emergence of scientific discoveries, nature of scientific revolutions and progress through scientific revolutions. What sorts of intellectual options and strategies were available to people during a given period? What types of lexicons and terminology were known and employed during certain epochs? Stressing the importance of not attributing traditional thought to earlier investigators, Kuhn’s book argues that the evolution of scientific theory does not emerge from the straightforward accumulation of facts, but rather from a set of changing intellectual circumstances and possibilities. Such an approach is largely commensurate with the general historical school of non-linear history.

Kuhn did not see scientific theory as proceeding linearly from an objective, unbiased accumulation of all available data, but rather as paradigm-driven. “The operations and measurements that a scientist undertakes in the laboratory are not ‘the given’ of experience but rather ‘the collected with difficulty.’ They are not what the scientist sees—at least not before his research is well advanced and his attention focused. Rather, they are concrete indices to the content of more elementary perceptions, and as such they are selected for the close scrutiny of normal research only because they promise opportunity for the fruitful elaboration of an accepted paradigm. Far more clearly than the immediate experience from which they in part derive, operations and measurements are paradigm-determined. Science does not deal in all possible laboratory manipulations. Instead, it selects those relevant to the juxtaposition of a paradigm with the immediate experience that that paradigm has partially determined. As a result, scientists with different paradigms engage in different concrete laboratory manipulations.”

History, if viewed as a repository for more than anecdote or chronology, could produce a decisive transformation in the image of science by which we are now possessed.

Historical Examples of Chemistry

Kuhn explains his ideas using examples taken from the history of science. For instance, eighteenth century scientists believed that homogenous solutions were chemical compounds. Therefore, a combination of water and alcohol was generally classified as a compound. Nowadays it is considered to be a solution, but there was no reason then to suspect that it was not a compound. Water and alcohol would not separate spontaneously, nor will they separate completely upon distillation (they form an azeotrope). Water and alcohol can be combined in any proportion.

Under this paradigm, scientists believed that chemical reactions (such as the combination of water and alcohol) did not necessarily occur in fixed proportion. This belief was ultimately overturned by Dalton’s atomic theory, which asserted that atoms can only combine in simple, whole-number ratios. Under this new paradigm, any reaction which did not occur in fixed proportion could not be a chemical process. This type world-view transition among the scientific community exemplifies Kuhn’s paradigm shift.

To my complete surprise, that exposure to out-of-date scientific theory and practice radically undermined some of my basic conceptions about the nature of science and the reasons for its special success.

Copernican Revolution

A famous example of a revolution in scientific thought is the Copernican Revolution. In Ptolemy’s school of thought, cycles and epicycles (with some additional concepts) were used for modeling the movements of the planets in a cosmos that had a stationary Earth at its center. As accuracy of celestial observations increased, complexity of the Ptolemaic cyclical and epicyclical mechanisms had to increase to maintain the calculated planetary positions close to the observed positions. Copernicus proposed a cosmology in which the Sun was at the center and the Earth was one of the planets revolving around it. For modeling the planetary motions, Copernicus used the tools he was familiar with, namely the cycles and epicycles of the Ptolemaic toolbox. Yet Copernicus’ model needed more cycles and epicycles than existed in the then-current Ptolemaic model, and due to a lack of accuracy in calculations, his model did not appear to provide more accurate predictions than the Ptolemy model. Copernicus’ contemporaries rejected his cosmology, and Kuhn asserts that they were quite right to do so: Copernicus’ cosmology lacked credibility.

Kuhn illustrates how a paradigm shift later became possible when Galileo Galilei introduced his new ideas concerning motion. Intuitively, when an object is set in motion, it soon comes to a halt. A well-made cart may travel a long distance before it stops, but unless something keeps pushing it, it will eventually stop moving. Aristotle had argued that this was presumably a fundamental property of nature: for the motion of an object to be sustained, it must continue to be pushed. Given the knowledge available at the time, this represented sensible, reasonable thinking.

Galileo put forward a bold alternative conjecture: suppose, he said, that we always observe objects coming to a halt simply because some friction is always occurring. Galileo had no equipment with which to objectively confirm his conjecture, but he suggested that without any friction to slow down an object in motion, its inherent tendency is to maintain its speed without the application of any additional force.

The Ptolemaic approach of using cycles and epicycles was becoming strained: there seemed to be no end to the mushrooming growth in complexity required to account for the observable phenomena. Johannes Kepler was the first person to abandon the tools of the Ptolemaic paradigm. He started to explore the possibility that the planet Mars might have an elliptical orbit rather than a circular one. Clearly, the angular velocity could not be constant, but it proved very difficult to find the formula describing the rate of change of the planet’s angular velocity. After many years of calculations, Kepler arrived at what we now know as the law of equal areas.

Galileo’s conjecture was merely that — a conjecture. So was Kepler’s cosmology. But each conjecture increased the credibility of the other, and together, they changed the prevailing perceptions of the scientific community. Later, Newton showed that Kepler’s three laws could all be derived from a single theory of motion and planetary motion. Newton solidified and unified the paradigm shift that Galileo and Kepler had initiated.

Only when they must choose between competing theories do scientists behave like philosophers.

Coherence

One of the aims of science is to find models that will account for as many observations as possible within a coherent framework. Together, Galileo’s rethinking of the nature of motion and Keplerian cosmology represented a coherent framework that was capable of rivaling the Aristotelian/Ptolemaic framework.

Once a paradigm shift has taken place, the textbooks are rewritten. Often the history of science too is rewritten, being presented as an inevitable process leading up to the current, established framework of thought. There is a prevalent belief that all hitherto-unexplained phenomena will in due course be accounted for in terms of this established framework. Kuhn states that scientists spend most (if not all) of their careers in a process of puzzle-solving. Their puzzle-solving is pursued with great tenacity, because the previous successes of the established paradigm tend to generate great confidence that the approach being taken guarantees that a solution to the puzzle exists, even though it may be very hard to find. Kuhn calls this process normal science.

As a paradigm is stretched to its limits, anomalies — failures of the current paradigm to take into account observed phenomena — accumulate. Their significance is judged by the practitioners of the discipline. Some anomalies may be dismissed as errors in observation, others as merely requiring small adjustments to the current paradigm that will be clarified in due course. Some anomalies resolve themselves spontaneously, having increased the available depth of insight along the way. But no matter how great or numerous the anomalies that persist, Kuhn observes, the practicing scientists will not lose faith in the established paradigm until a credible alternative is available; to lose faith in the solvability of the problems would in effect mean ceasing to be a scientist.

In any community of scientists, Kuhn states, there are some individuals who are bolder than most. These scientists, judging that a crisis exists, embark on what Kuhn calls revolutionary science, exploring alternatives to long-held, obvious-seeming assumptions. Occasionally this generates a rival to the established framework of thought. The new candidate paradigm will appear to be accompanied by numerous anomalies, partly because it is still so new and incomplete. The majority of the scientific community will oppose any conceptual change, and, Kuhn emphasizes, so they should. To fulfill its potential, a scientific community needs to contain both individuals who are bold and individuals who are conservative. There are many examples in the history of science in which confidence in the established frame of thought was eventually vindicated. It is almost impossible to predict whether the anomalies in a candidate for a new paradigm will eventually be resolved. Those scientists who possess an exceptional ability to recognize a theory’s potential will be the first whose preference is likely to shift in favor of the challenging paradigm. There typically follows a period in which there are adherents of both paradigms. In time, if the challenging paradigm is solidified and unified, it will replace the old paradigm, and a paradigm shift will have occurred.

Suddenly the fragments in my head sorted themselves out in a new way, and fell into place together. My jaw dropped, for all at once Aristotle seemed a very good physicist indeed, but of a sort I’d never dreamed possible. Now I could understand why he had said what he’d said, and what his authority had been.

Phases

Kuhn explains the process of scientific change as the result of various phases of paradigm change.

Phase 1 – It exists only once and is the pre-paradigm phase, in which there is no consensus on any particular theory. This phase is characterized by several incompatible and incomplete theories. Consequently, most scientific inquiry takes the form of lengthy books, as there is no common body of facts that may be taken for granted. If the actors in the pre-paradigm community eventually gravitate to one of these conceptual frameworks and ultimately to a widespread consensus on the appropriate choice of methods, terminology and on the kinds of experiment that are likely to contribute to increased insights.

Phase 2 – Normal science begins, in which puzzles are solved within the context of the dominant paradigm. As long as there is consensus within the discipline, normal science continues. Over time, progress in normal science may reveal anomalies, facts that are difficult to explain within the context of the existing paradigm. While usually these anomalies are resolved, in some cases they may accumulate to the point where normal science becomes difficult and where weaknesses in the old paradigm are revealed.

Phase 3 – If the paradigm proves chronically unable to account for anomalies, the community enters a crisis period. Crises are often resolved within the context of normal science. However, after significant efforts of normal science within a paradigm fail, science may enter the next phase.

Phase 4 – Paradigm shift, or scientific revolution, is the phase in which the underlying assumptions of the field are reexamined and a new paradigm is established.

Phase 5- Post-Revolution, the new paradigm’s dominance is established and so scientists return to normal science, solving puzzles within the new paradigm.

A science may go through these cycles repeatedly, though Kuhn notes that it is a good thing for science that such shifts do not occur often or easily.

Philosophers of science have repeatedly demonstrated that more than one theoretical construction can always be placed upon a given collection of data. History of science indicates that, particularly in the early developmental stages of a new paradigm, it is not even very difficult to invent such alternates.

Incommensurability

According to Kuhn, the scientific paradigms preceding and succeeding a paradigm shift are so different that their theories are incommensurable — the new paradigm cannot be proven or disproven by the rules of the old paradigm, and vice versa. (A later interpretation by Kuhn of ‘commensurable’ versus ‘incommensurable’ was as a distinction between languages, namely, that statements in commensurable languages were translatable fully from one to the other, while in incommensurable languages, strict translation is not possible.) The paradigm shift does not merely involve the revision or transformation of an individual theory, it changes the way terminology is defined, how the scientists in that field view their subject, and, perhaps most significantly, what questions are regarded as valid, and what rules are used to determine the truth of a particular theory. The new theories were not, as the scientists had previously thought, just extensions of old theories, but were instead completely new world views. Such incommensurability exists not just before and after a paradigm shift, but in the periods in between conflicting paradigms. It is simply not possible, according to Kuhn, to construct an impartial language that can be used to perform a neutral comparison between conflicting paradigms, because the very terms used are integral to the respective paradigms, and therefore have different connotations in each paradigm. The advocates of mutually exclusive paradigms are in a difficult position: “Though each may hope to convert the other to his way of seeing science and its problems, neither may hope to prove his case. The competition between paradigms is not the sort of battle that can be resolved by proofs.” Scientists subscribing to different paradigms end up talking past one another.

Kuhn states that the probabilistic tools used by verificationists are inherently inadequate for the task of deciding between conflicting theories, since they belong to the very paradigms they seek to compare. Similarly, observations that are intended to falsify a statement will fall under one of the paradigms they are supposed to help compare, and will therefore also be inadequate for the task. According to Kuhn, the concept of falsifiability is unhelpful for understanding why and how science has developed as it has. In the practice of science, scientists will only consider the possibility that a theory has been falsified if an alternative theory is available that they judge credible. If there is not, scientists will continue to adhere to the established conceptual framework. If a paradigm shift has occurred, the textbooks will be rewritten to state that the previous theory has been falsified.

Kuhn further developed his ideas regarding incommensurability in the 1980s and 1990s. In his unpublished manuscript The Plurality of Worlds, Kuhn introduces the theory of kind concepts: sets of interrelated concepts that are characteristic of a time period in a science and differ in structure from the modern analogous kind concepts. These different structures imply different “taxonomies” of things and processes, and this difference in taxonomies constitutes incommensurability. This theory is strongly naturalistic and draws on developmental psychology to “found a quasi-transcendental theory of experience and of reality.”

Scientific revolutions are inaugurated by a growing sense… that an existing paradigm has ceased to function adequately in the exploration of an aspect of nature to which that paradigm itself had previously led the way.

Exemplar

Kuhn introduced the concept of an exemplar in a postscript to the second edition of The Structure of Scientific Revolutions (1970). He noted that he was substituting the term ‘exemplars’ for ‘paradigm’, meaning the problems and solutions that students of a subject learn from the beginning of their education. For example, physicists might have as exemplars the inclined plane, Kepler’s laws of planetary motion, or instruments like the calorimeter.

According to Kuhn, scientific practice alternates between periods of normal science and revolutionary science. During periods of normalcy, scientists tend to subscribe to a large body of interconnecting knowledge, methods, and assumptions which make up the reigning paradigm. Normal science presents a series of problems that are solved as scientists explore their field. The solutions to some of these problems become well known and are the exemplars of the field.

Those who study a scientific discipline are expected to know its exemplars. There is no fixed set of exemplars, but for a physicist today it would probably include the harmonic oscillator from mechanics and the hydrogen atom from quantum mechanics.

By now it may be clear that the position I’m developing is a sort of post-Darwinian Kantianism.

Kuhn on Scientific Progress

The first edition of The Structure of Scientific Revolutions ended with a chapter titled “Progress through Revolutions”, in which Kuhn spelled out his views on the nature of scientific progress. Since he considered problem solving to be a central element of science, Kuhn saw that for a new candidate paradigm to be accepted by a scientific community, “First, the new candidate must seem to resolve some outstanding and generally recognized problem that can be met in no other way. Second, the new paradigm must promise to preserve a relatively large part of the concrete problem solving activity that has accrued to science through its predecessors.

While the new paradigm is rarely as expansive as the old paradigm in its initial stages, it must nevertheless have significant promise for future problem-solving. As a result, though new paradigms seldom or never possess all the capabilities of their predecessors, they usually preserve a great deal of the most concrete parts of past achievement and they always permit additional concrete problem-solutions besides.

In the second edition, Kuhn added a postscript in which he elaborated his ideas on the nature of scientific progress. He described a thought experiment involving an observer who has the opportunity to inspect an assortment of theories, each corresponding to a single stage in a succession of theories. What if the observer is presented with these theories without any explicit indication of their chronological order? Kuhn anticipates that it will be possible to reconstruct their chronology on the basis of the theories’ scope and content, because the more recent a theory is, the better it will be as an instrument for solving the kinds of puzzle that scientists aim to solve. Kuhn remarked: “That is not a relativist’s position, and it displays the sense in which I am a convinced believer in scientific progress.”

The man who is striving to solve a problem defined by existing knowledge and technique is not, however, just looking around. He knows what he wants to achieve, and he designs his instruments and directs his thoughts accordingly. Unanticipated novelty, the new discovery, can emerge only to the extent that his anticipations about nature and his instruments prove wrong… There is no other effective way in which discoveries might be generated.

If these out-of date beliefs are to be called myths, then myths can be produced by the same sorts of methods and held for the same sorts of reasons that now lead to scientific knowledge.


See Also: Science as Mythology

Scientism contra Philosophy

Many people mistake knowledge for wisdom because they are intimately related, and this is unfortunate because they are quite different in an important way. Knowledge is the accumulation of facts and information. Wisdom is the synthesis of knowledge and experiences into insights that deepen one’s understanding of relationships and the meaning of life. In other words, knowledge is a tool, and wisdom is the craft in which the tool is used.

If one understands this difference, he or she will also appreciate why it is vital to properly distinguish between the two. With the Internet, it is now relatively easy for a reasonably diligent person to quickly become knowledgeable in virtually any field of his or her choosing. We are literally awash in a sea of information! But having a hammer and knowing how to use it are two entirely different propositions. A hammer is amoral. Whether it is used for good or ill depends entirely on the wielder. Sadly, history is a lengthy record of the harms wrought by knowledgeable, well-meaning people who lacked wisdom.

In contrast to knowledge, wisdom is generally considered to be morally good. Why is this the case? Albert Einstein once said, ‘Wisdom is not a product of schooling but of the lifelong attempt to acquire it.’ Such a process is lengthy and arduous, which teaches the pursuer patience and humility. Seldom is a person unchanged by such a trial. When one finally uncovers a connection or insight that he or she believes to be universally applicable ‘truth,’ it often inspires awe akin to a spiritual experience.

‘Knowledge comes, but wisdom lingers,’ wrote Alfred, Lord Tennyson. Truths stay with a person for the rest of his or her life, coloring all subsequent thoughts and actions. Wisdom requires no law or threat of punishment to ensure compliance. The practitioner typically feels a strong compulsion to obey his or her own beliefs. The wise can still fall prey to indiscretions and questionable moral behavior–being flesh and blood like us all–however, if one tracks such statistics, the odds of such failings are likely to be very small compared to the general populace.

Society esteems the wise for their virtuosity and for their rarity. Subject matter experts number in the thousands, but the wise may only number in the tens or hundreds. And history records their names and achievements for posterity’s sake.

. . . . .

This critical insight is brought to you by Justarius of Philoscifi.com

If scientific method is only one form of a general method employed in all human inquiry, how is it that the results of science are more reliable than what is provided by these other forms? I think the answer is that science deals with highly quantified variables and that it is the precision of its results that supplies this reliability. But make no mistake: Quantified precision is not to be confused with a superior method of thinking.

– James Blachowicz, The New York Times

See Also

Hawking contra Philosophy

Science as Mythology

For is it not possible that science as we know it today, or a “search for the truth” in the style of traditional philosophy, will create a monster? Is it not possible that an objective approach that frowns upon personal connections between the entities examined will harm people, turn them into miserable, unfriendly, self-righteous mechanisms without charm or humour? “Is it not possible,” asks Kierkegaard, “that my activity as an objective [or critico-rational] observer of nature will weaken my strength as a human being?” I suspect the answer to many of these questions is affirmative and I believe that a reform of the sciences that makes them more anarchic and more subjective (in Kierkegaard’s sense) is urgently needed.

– Paul Feyerabend

evolution touches god

Epistemological anarchism is an epistemological theory advanced by Austrian philosopher of science Paul Feyerabend which holds that there are no useful and exception-free methodological rules governing the progress of science or the growth of knowledge. It holds that the idea that science can or should operate according to universal and fixed rules is unrealistic, pernicious, and detrimental to science itself.

The use of the term anarchism in the name reflected the methodological pluralism prescription of the theory, as the purported scientific method does not have a monopoly on truth or useful results. Feyerabend once famously said that because there is no fixed scientific method, it is best to have an “anything goes” attitude toward methodologies. Feyerabend felt that science started as a liberating movement, but over time it had become increasingly dogmatic and rigid, and therefore had become increasingly an ideology, and, despite its successes, science had started to attain some oppressive features, and it was not possible to come up with an unambiguous way to distinguish science from religion, magic, or mythology. He felt the exclusive dominance of science as a means of directing society was authoritarian and ungrounded. Promulgation of the theory earned Feyerabend the title of “the worst enemy of science” from his detractors.

The theory draws on the observation that there is no identifiable fixed scientific method that is consistent with the practices of the paradigm of scientific progress – the scientific revolution. It is a radical critique of rationalist and empiricist historiography which tend to represent the heroes of the scientific revolution as scrupulous researchers reliant on empirical research, whereas Feyerabend countered that Galileo for example, relied on rhetoric, propaganda and epistemological tricks to support his doctrine of heliocentrism, and that aesthetic criteria, personal whims and social factors were far more prevalent than the dominant historiographies allowed.

Scientific laws such as those posited by Aristotelian or Newtonian physics that assumed the stance of objective models of the universe have been found to come short in describing the entirety of the universe. The movement of universal models from Aristotelian to Newtonian physics to Einstein’s relativity theory, where each preceding theory has been refuted as entirely universal model of reality, illustrates for the epistemological anarchist that scientific theories do not correspond to truth, as they are in part cultural manifestations, and ergo not objective. Feyerabend drew a comparison between one scientific paradigm triumphing over or superseding another, in the same manner a given myth is adapted and appropriated by a new, triumphant successor myth in comparative mythology. Feyerabend contended, with Imre Lakatos, that the demarcation problem of distinguishing on objective grounds science from pseudoscience was irresolvable and thus fatal to the notion of science run according to fixed, universal rules.

Feyerabend also notes that science’s success is not solely due to its own methods, but also to its having taken in knowledge from unscientific sources. In turn the notion that there is no knowledge outside science is a ‘convenient fairy-tale’ held only by dogmatists who distort history for the convenience of scientific institutions. For instance, Copernicus was heavily influenced by Pythagoras, whose view of the world had previously been rejected as mystical and irrational. Hermetic writings played an important role in the works of Copernicus as well as Newton. There exists fairly accurate astronomical knowledge that reaches back even to the Stone Age, measured in stone observatories in England and the South Pacific. Pre-Modern inventions such as crop rotation, hybrid plants, chemical inventions and architectural achievements not yet understood like that of the pyramids are all examples which threaten the notion that science is the only means of attaining knowledge.

Feyerabend also criticized science for not having evidence for its own philosophical precepts, particularly the notions of Uniformity of Law and of Uniformity of Process across time and space. “We have to realize that a unified theory of the physical world simply does not exist,” said Feyerabend; “we have theories that work in restricted regions, we have purely formal attempts to condense them into a single formula, we have lots of unfounded claims (such as the claim that all of chemistry can be reduced to physics), phenomena that do not fit into the accepted framework are suppressed; in physics, which many scientists regard as the one really basic science, we have now at least three different points of view… without a promise of conceptual (and not only formal) unification”.

Furthermore, Feyerabend held that deciding between competing scientific accounts was complicated by the incommensurability of scientific theories. Incommensurability means that scientific theories cannot be reconciled or synthesized because the interpretation and practice of science is always informed by theoretical assumptions, which leads to proponents of competing theories using different terms, engaged in different language-games and thus talking past each other. This for Feyerabend was another reason why the idea of science as proceeding according to universal, fixed laws was both historically inaccurate and prescriptively useless.

Physical objects are conceptually imported into the situation as convenient intermediaries not by definition in terms of experience, but simply as irreducible posits comparable, epistemologically, to the gods of Homer … For my part I do, qua lay physicist, believe in physical objects and not in Homer’s gods; and I consider it a scientific error to believe otherwise. But in point of epistemological footing, the physical objects and the gods differ only in degree and not in kind. Both sorts of entities enter our conceptions only as cultural posits.

– W. V. Quine

It appears that, in single instances of the operation of bodies, we never can, by our utmost scrutiny, discover any thing but one event following another, without being able to comprehend any force or power by which the cause operates, or any connexion between it and its supposed effect. The same difficulty occurs in contemplating the operations of mind on body- where we observe the motion of the latter to follow upon the volition of the former, but are not able to observe or conceive the tie which binds together the motion and volition, or the energy by which the mind produces this effect. The authority of the will over its own faculties and ideas is not a whit more comprehensible: So that, upon the whole, there appears not, throughout all nature, any one instance of connexion which is conceivable by us. All events seem entirely loose and separate. One event follows another; but we never can observe any tie between them. They seemed conjoined, but never connected. And as we can have no idea of any thing which never appeared to our outward sense or inward sentiment, the necessary conclusion seems to be that we have no idea of connexion or force at all, and that these words are absolutely without meaning, when employed either in philosophical reasonings or common life.

– David Hume

We see that science also rests on a faith; there simply is no science “without presuppositions.” The question whether truth is needed must not only have been affirmed in advance, but affirmed to such a degree that the principle, the faith, the conviction finds expression: “Nothing is needed more than truth, and in relation to it everything else has only second-rate value.”

Thus the question “Why science?” leads back to the moral problem: Why have morality at all when life, nature, and history are “not moral”? No doubt, those who are truthful in that audacious and ultimate sense that is presupposed by the faith in science thus affirm another world than the world of life, nature, and history; and insofar as they affirm this “other world”—look, must they not by the same token negate its counterpart, this world, our world?—But you will have gathered what I am driving at, namely, that it is still a metaphysical faith upon which our faith in science rests—that even we seekers after knowledge today, we godless anti-metaphysicians still take our fire, too, from the flame lit by a faith that is thousands of years old, that Christian faith which was also the faith of Plato, that God is the truth, that truth is divine.

A “scientific” interpretation of the world, as you understand it, might therefore still be one of the most stupid of all possible interpretations of the world, meaning that it be one of the poorest in meaning. This thought is intended for the ears and consciences of our mechanists who nowadays like to pass as philosophers and insist that mechanics is the doctrine of the first and last laws on which all existence must be based as on a ground floor. But an essentially mechanical world would be an essentially meaningless world. Assuming that one estimated the value of a piece of music according to how much of it could be counted, calculated, and expressed in formulas: how absurd would such a “scientific” estimation of music be! What would one have comprehended, understood, grasped of it? Nothing, really nothing of what is “music” in it!

– Friedrich Nietzsche

The man who is striving to solve a problem defined by existing knowledge and technique is not, however, just looking around. He knows what he wants to achieve, and he designs his instruments and directs his thoughts accordingly. Unanticipated novelty, the new discovery, can emerge only to the extent that his anticipations about nature and his instruments prove wrong… There is no other effective way in which discoveries might be generated.

If these out-of date beliefs are to be called myths, then myths can be produced by the same sorts of methods and held for the same sorts of reasons that now lead to scientific knowledge.

– Thomas Kuhn

Long before quantum mechanics, the German philosopher, Husserl, said that “All perception is gamble.”

Every type of bigotry, every type of racism, sexism, prejudice, every dogmatic ideology that allows people to kill other people with a clear conscience, every stupid cult, every superstition, written religion, every kind of ignorance in the world all results from not realizing that our perceptions are gambles.

We believe what we see and then we believe our interpretation of it, we don’t even know we are making an interpretation most of the time. We think that this is reality. In philosophy that is called naïve realism. “What I perceive is reality.” And philosophers have refuted naïve realism every century for the last twenty-five hundred years starting with Buddha & Plato, and yet most people still act on the basis of naive realism.

Now the argument is maybe my perceptions are inaccurate but somewhere there is accuracy. The scientists have it with their instruments. That’s how we can find out what’s really real. But relativity and quantum mechanics have demonstrated clearly that what you find out with instruments is true relative only to the instrument you are using and where that instrument is located in space-time.

So there is no vantage point from which real reality can be seen, we are all looking from the point of our own reality tunnels. And when we begin to realize that we are all looking from the point of view of our own reality tunnels, we find it is much easier to understand where other people are coming from. Or, the ones who don’t have the same reality tunnels as us do not seem ignorant or deliberately perverse or lying or hypnotized by some mad ideology. They just have a different reality tunnel, and every reality tunnel might tell us something interesting about our world, if we are willing to listen.

– Robert Anton Wilson

Science manipulates things and gives up living in them. It makes its own limited models of things; operating upon these indices or variables to effect whatever transformations are permitted by their definition, it comes face to face with the real world only at rare intervals. Science is and always will be that admirably active, ingenious, and bold way of thinking whose fundamental bias is to treat everything as though it were an object-in-general – as though it meant nothing to us and yet was predestined for our own use.

– Maurice Merleau-Ponty

See Also

Darwin’s Dangerous Idea

The Limits of Science

Doing Away with Scientism

On Science

Schrodinger_Equation


That of which tragedy died, the Socratism of morality, the dialectics, frugality, and cheerfulness of the theoretical man – might not this very Socratism be a sign of decline, of weariness, of infection, of an anarchical dissolution of the instincts? And the “Greek cheerfulness” of the later Greeks – merely the afterglow of the sunset? The Epicureans’ resolve against pessimism – a mere precaution of the afflicted? And science itself, our science – what is the significance of all science, viewed as a symptom of life? For what – worse yet, toward what – all science? Is the resolve to be so scientific about everything perhaps a fear of, an escape from, pessimism? A subtle last resort against – truth? Morally speaking, a sort of cowardice and falseness? Amorally speaking, a ruse?

It is still a metaphysical faith upon which our faith in science rests – even we seekers after knowledge today, we godless anti-metaphysicians still take our fire from the flame that was lit by a faith thousands of years old, that Christian faith which was also the faith of Plato, that God is the truth, that truth is divine. – But what if this should become more and more incredible, if nothing should prove to be divine anymore unless it were error, blindness, the lie – if God himself were to prove to be our most enduring lie?

No! Don’t come to me with science when I ask for the natural antagonist of the ascetic ideal, when I demand: “where is the opposing will expressing the opposing ideal?” Science is not nearly self-reliant enough to be that; it first requires in every respect an ideal of value, a value-creating power, in the service of which it could believe in itself – it never creates values. Its relation to the ascetic ideal is by no means essentially antagonistic; it might even be said to represent the driving force in the latter’s inner development. It opposes and fights, on closer inspection, not the ideal itself but only its exteriors, its guise and masquerade, its temporary dogmatic hardening and stiffening, and by denying what is exoteric in this ideal, it liberates what life is in it. This pair, science and the ascetic ideal, both rest on the same foundation – I have already indicated it: on the same overestimation of truth (more exactly: on the same belief that truth is inestimable and cannot be criticized). Therefore they are necessarily allies, so that if they are to be fought they can only be fought and called in question together. A depreciation of the ascetic ideal unavoidably involves a depreciation of science: one must keep one’s eyes and ears open to this fact.

Art, in which precisely the lie is sanctified and the will to deception has a good conscience, is much more fundamentally opposed to the ascetic ideal than is science: this was instinctively sensed by Plato, the greatest enemy of art Europe has yet produced. Plato versus Homer: that is the complete, the genuine antagonism – there the sincerest advocate of the “beyond”, the great slanderer of life; here the instinctive deifier, the golden nature. To place himself in the service of the ascetic ideal is therefore the most distinctive corruption of an artist that is at all possible.

With all these conceptions the steady and laborious process of science, which will one day celebrate its greatest triumph with a history of the genesis of thought, will in the end decisively have done; for the outcome of this history may well be the conclusion: That which we now call the world is the outcome of a host of errors and fantasies which have gradually arisen and grown entwined with one another in the course of the overall evolution of the organic being, and are now inherited by us as the accumulated treasure of the entire past – as treasure, for the value of our humanity depends upon it. Rigorous science is capable of detaching us from this ideational world only to a limited extent – and more is certainly not to be desired – as it is incapable of making any essential inroad into the power of habits of feeling acquired in primeval times: but it can, gradually and step by step, illuminate the history of the genesis of this world as idea – and, for brief periods at any rate, lift us up out of the entire proceeding. Perhaps we shall then realize that the ding an sich [thing in itself] is worthy of Homeric laughter: that it appeared to be so much, indeed everything, and is actually empty, that is to say empty of significance.

A ‘scientific’ interpretation of the world … might … be one of the most stupid of all possible interpretations of the world, meaning that it would be one of the poorest in meaning. This thought is intended for the ears and consciences of our mechanists who nowadays like to pass as philosophers and insist that mechanics is the doctrine of the first and last laws on which all existence must be based as on a ground floor. But an essentially mechanical world would be an essentially meaningless world. Assuming that one estimated the value of a piece of music according to how much of it can be counted, calculated, and expressed in formulas: how absurd would such a ‘scientific’ estimation of music be! Nothing, really nothing of what is ‘music’ in it!

– Friedrich Nietzsche


Today scientists describe the universe in terms of two basic partial theories – the general theory of relativity and quantum mechanics. They are the great intellectual achievements of the first half of this century. The general theory of relativity describes the force of gravity and the large-scale structure of the universe, that is, the structure on scales from only a few miles to as large as a million million million million (1 with twenty-four zeros after it) miles, the size of the observable universe. Quantum mechanics, on the other hand, deals with phenomena on extremely small scales, such as a millionth of a millionth of an inch. Unfortunately, however, these two theories are known to be inconsistent with each other – they cannot both be correct. One of the major endeavors in physics today, and the major theme of this book, is the search for a new theory that will incorporate them both – a quantum theory of gravity. We do not yet have such a theory, and we may still be a long way from having one, but we do already know many of the properties that it must have. And we shall see, in later chapters, that we already know a fair amount about the predictions a quantum theory of gravity must make.

Now, if you believe that the universe is not arbitrary, but is governed by definite laws, you ultimately have to combine the partial theories into a complete unified theory that will describe everything in the universe. But there is a fundamental paradox in the search for such a complete unified theory. The ideas about scientific theories outlined above assume we are rational beings who are free to observe the universe as we want and to draw logical deductions from what we see. In such a scheme it is reasonable to suppose that we might progress ever closer toward the laws that govern our universe. Yet if there really is a complete unified theory, it would also presumably determine our actions. And so the theory itself would determine the outcome of our search for it! And why should it determine that we come to the right conclusions from the evidence? Might it not equally well determine that we draw the wrong conclusion? Or no conclusion at all?

The only answer that I can give to this problem is based on Darwin’s principle of natural selection. The idea is that in any population of self-reproducing organisms, there will be variations in the genetic material and upbringing that different individuals have. These differences will mean that some individuals are better able than others to draw the right conclusions about the world around them and to act accordingly. These individuals will be more likely to survive and reproduce and so their pattern of behavior and thought will come to dominate. It has certainly been true in the past that what we call intelligence and scientific discovery has conveyed a survival advantage. It is not so clear that this is still the case: our scientific discoveries may well destroy us all, and even if they don’t, a complete unified theory may not make much difference to our chances of survival. However, provided the universe has evolved in a regular way, we might expect that the reasoning abilities that natural selection has given us would be valid also in our search for a complete unified theory, and so would not lead us to the wrong conclusions.

Because the partial theories that we already have are sufficient to make accurate predictions in all but the most extreme situations, the search for the ultimate theory of the universe seems difficult to justify on practical grounds. (It is worth noting, though, that similar arguments could have been used against both relativity and quantum mechanics, and these theories have given us both nuclear energy and the microelectronics revolution!) The discovery of a complete unified theory, therefore, may not aid the survival of our species. It may not even affect our life-style. But ever since the dawn of civilization, people have not been content to see events as unconnected and inexplicable. They have craved an understanding of the underlying order in the world. Today we still yearn to know why we are here and where we came from. Humanity’s deepest desire for knowledge is justification enough for our continuing quest. And our goal is nothing less than a complete description of the universe we live in.

– Stephen Hawking


Imagination is more important than knowledge. For knowledge is limited, whereas imagination embraces the entire world, stimulating progress, giving birth to evolution.

It is not so very important for a person to learn facts. … He can learn them from books. The value of an education in a liberal arts college is not the learning of many facts, but the training of the mind to think something that cannot be learned from textbooks.

It has become appallingly obvious that our technology has exceeded our humanity.

It is not enough that you should understand about applied science in order that your work may increase man’s blessings. Concern for the man himself and his fate must always form the chief interest of all technical endeavors; concern for the great unsolved problems of the organization of labor and the distribution of goods in order that the creations of our mind shall be a blessing and not a curse to mankind. Never forget this in the midst of your diagrams and equations.

All religions, arts and sciences are branches of the same tree. All these aspirations are directed toward ennobling man’s life, lifting it from the sphere of mere physical existence and leading the individual towards freedom.

The important thing is not to stop questioning. Curiosity has its own reason for existing. One cannot help but be in awe when he contemplates the mysteries of eternity, of life, of the marvelous structure of reality. It is enough if one tries merely to comprehend a little of this mystery every day.

– Albert Einstein


Two things fill the mind with ever new and increasing admiration and awe, the more often and steadily we reflect upon them: the starry heavens above me and the moral law within me. I do not seek or conjecture either of them as if they were veiled obscurities or extravagances beyond the horizon of my vision; I see them before me and connect them immediately with the consciousness of my existence.

– Immanuel Kant


We feel that even if all possible scientific questions be answered, the problems of life have still not been touched at all.

– Ludwig Wittgenstein

Why Stephen Hawking is Wrong

Is Philosophy Dead?

Why Stephen Hawking is Wrong

Originally published by Paul Thagard in Psychology Today


In his recent best seller, the world’s most famous scientist proclaims that philosophy is dead. But those who ignore philosophy are condemned to repeat it. And those who disparage philosophy are usually slaves of some defunct philosopher.

In The Grand Design, Stephen Hawking and fellow physicist Leonard Mlodinow declare on the first page that philosophy is dead, because it has not kept up with modern developments in science. They then proceed to make a series of philosophical pronouncements, including the following:

  1. “There is no picture- or theory-independent concept of reality.”
  2. “A model is a good model if it:
  3. Is elegant
  4. Contains few arbitrary or adjustable elements
  5. Agrees with and explains all existing observations
  6. Makes detailed predictions about future observations that can disprove or falsify the mode if they are not borne out.”
  7. “A well-constructed model creates a reality of its own.”

Of these, A is true only if you accept (as I do) the view that concepts depend on theories. B is fairly consistent with the way in which philosophers of science talk about science, although it is perhaps a conceit of mathematical physicists to place elegance ahead of experimental support. But C is highly contentious in proposing that models can create rather than approximately discover reality. Obviously these assertions are all philosophical in making general claims about the nature of knowledge and reality.

Hawking and Mlodinow assume a connection between their philosophical claims and what they take to be scientific conclusions such as:

  1. “The universe does not have just a single existence or history, but rather every possible version of the universe exists simultaneously.”
  2. “The universe itself has no single history, nor even an independent existence.”
  3. “We now have a candidate for the ultimate theory of everything, if indeed one exists, called M-theory.”
  4. “M-theory predicts that a great many universes were created out of nothing”
  5. “The universe, according to quantum physics, has no single past, or history.”
  6. “The universe doesn’t have just a single history, but every possible history, each with its own probability.”

Hawking and Mlodinow state these general claims as if they were consequences of quantum mechanics, which has had a huge amount of empirical support. But the claims are not consequences of quantum theory as such, only of particular philosophical interpretations, of which there are more than a dozen, all highly controversial. Physicists agree that quantum theory provides successful predictions, but there is much disagreement about how to understand that success. Many eminent physicists, from Einstein to Lee Smolin, have questioned the kind of interpretation of quantum theory assumed by Hawking and Mlodinow, whose discussion of multiple universes is through-and-through philosophical, not straightforwardly scientific in the way they pretend. Like string theory on which it is based, it is difficult to find direct experimental support for M-theory. Hence Hawking and Mlodinow are deriving philosophical conclusions from a shaky interpretation of a controversial scientific theory.

What is the proper relation between philosophy and science? Once answer is the naturalist view, exemplified by philosophers such as Aristotle, Locke, Hume, Mill, Peirce, Dewey, Quine, and many contemporary philosophers of science. On this view, philosophy and science are continuous, so that fundamental questions about the nature of knowledge, reality, morality, and meaning should be addressed by taking into account scientific theories and evidence. In my recent book, The Brain and the Meaning of Life, I defend this approach, describing how philosophy differs from science only in being more general and more normative, concerned with how things ought to be as well as how they are.

In contrast, there are many philosophers who think that philosophy and science are fundamentally different enterprises because philosophy can use reason alone, or attention to language and logic, to arrive at truths that are a priori (independent of experience), necessary (true in all possible worlds), or purely conceptual. Unlike these anti-naturalist philosophers, however, I think that Hawking and Mlodinow are justified in trying to look at fundamental questions about the nature of reality by taking into account advances in physics.

The key question is: How well do Hawking and Mlodinow succeed in reaching defensible conclusions about knowledge and reality? Fully answering that question would take a much longer evaluation, but it should be evident from the quotes above that their assertions go well beyond the genuine empirical successes of quantum theory into a realm of philosophical speculation akin to other philosophers who have been skeptical about the independent existence of reality.

The defunct philosopher that Hawking and Mlodinow are unknowingly slaves to is Immanuel Kant, who tried to show that reality is mind-dependent. He was appalled by threats raised by such Enlightenment philosophers as David Hume to his beloved values of religion, immortality, and free will. Kant developed the view that there could be no knowledge of things in themselves because all experience is filtered through schemas. This view is the predecessor of the claim that all knowledge is model-based.

Hawking and Mlodinow repeat the Kantian philosophical error of inferring from the fact that we need minds to develop knowledge of reality to supposing that there is no reality independent of minds and the models they produce. We have abundant evidence from astronomy, cosmology, geology, and biology that human minds are relatively recent additions to the universe, and that stars and galaxies preceded us by billions of years. Minds are needed to construct models of how the universe works, but the workings of the universe do not depend on the relatively recent models that people construct. The relation between minds, models, and reality is an important philosophical problem that arises in many sciences, and contemporary physics alone fails to provide an answer to it.

The philosopher Bertrand Russell and the author Mark Twain are among many people who have been erroneously reported dead and hence were able to read their own premature obituaries. Twain wrote that “the report of my death is an exaggeration.” The same is true for philosophy.

Re: Ecclesiastes

We are unknown to ourselves, we men of knowledge – and with good reason. We  have never sought ourselves – how could it happen that we should ever find ourselves?

The will to truth which will still tempt us to many a venture, that famous truthfulness of which all philosophers so far have spoken with respect – what questions has this will to truth not laid before us! What strange, wicked, questionable questions! That is a long story even now – and yet it seems as if it had scarcely begun. Is it any wonder that we should finally become suspicious, lose patience, and turn away impatiently? that we should finally learn from this Sphinx to ask questions, too? Who is it really that puts questions to us here? What in us really wants “truth”?

Indeed we came to a long halt at the question about the cause of this will – until we finally came to a complete stop before a still more basic question. We asked about the value of this will. Suppose we want truth: why not rather untruth? and uncertainty? even ignorance?

The problem of the value of truth came before us – or was it we who came before the problem? Who of us is Oedipus here? Who the Sphinx? It is a rendezvous, it seems, of questions and question marks.

And though it scarcely seems credible, it finally almost seems to us as if the problem had never even been put so far – as if we were the first to see it, fix it with our eyes, and risk it. For it does involve a risk, and perhaps there is none that is greater.

All these pale atheists, anti-Christians, immoralists, nihilists; these skeptics, ephectics, hectics of the spirit… They are far from being free spirits: for they still have faith in truth. It is still a metaphysical faith that underlies our faith in science – and we men of knowledge of today, we godless men and anti-metaphysicians, we, too, still derive our flame from the fire ignited by a faith millennia old, the Christian faith, which was also Plato’s, that God is truth, that truth is divine. – But what if this belief is becoming more and more unbelievable, if nothing turns out to be divine any longer unless it be error, blindness, lies – if God himself turns out to be our longest lie? Science itself henceforth requires justification (which is not to say that there is any such justification).

The ascetic ideal has hitherto dominated all philosophy, because truth was posited as being, as God, as the highest court of appeal – because truth was not permitted to be a problem at all. Is this “permitted” understood? – From the moment faith in the God of the ascetic ideal is denied, a new problem arises: that of the value of truth.

No! Don’t come to me with science when I ask for the natural antagonist of the ascetic ideal, when I demand: “where is the opposing will expressing the opposing ideal?”

No! this “modern science” – let us face this fact! – is the best ally the ascetic ideal has at present, and precisely because it is the most unconscious, involuntary, hidden, and subterranean ally!

Does one still seriously believe (as theologian’s imagined for a while) that Kant’s victory over the dogmatic concepts of theology (“God,” “soul,” “freedom,” “immortality”) damaged that ideal?

The ascetic ideal has at present only one kind of real enemy capable of harming it: the comedians of this ideal – for they arouse mistrust of it. Everywhere else that the spirit is strong, mighty, and at work without counterfeit today, it does without ideals of any kind – the popular expression for this abstinence is “atheism” – except for its will to truth. But this will, this remnant of an ideal, is, if you will believe me, this ideal itself in its strictest, most spiritual formulation, esoteric through and through, with all external additions abolished, and thus not so much its remnant as its kernel. Unconditional honest atheism (and its is the only air we breathe, we more spiritual men of this age!) is therefore not the antithesis of that ideal, as it appears to be; it is rather only one of the latest phases of its evolution, one of its terminal forms and inner consequences – it is the awe-inspiring catastrophe of two thousand years of training in truthfulness that finally forbids itself the lie involved in belief in God.

The same evolutionary course in India, completely independent of ours, should prove something: the same ideal leads to the same conclusion.

What, in all strictness, has really conquered the Christian God? Christian morality itself, the concept of truthfulness taken more and more strictly, the confessional subtlety of the Christian conscience translated and sublimated into the scientific conscience, into intellectual cleanliness at any price. To view nature as if it were a proof of the goodness and providence of a God; to interpret history to the glory of a divine reason, as the perpetual witness to a moral world order and moral intentions; to interpret one’s own experiences, as pious men long interpreted them, as if everything were preordained, everything a sign, everything sent for the salvation of the soul – that now belongs to the past, that has the conscience against it, that seems to every more sensitive conscience indecent, dishonest, mendacious, feminism, weakness, cowardice: it is this rigor if anything that makes us good Europeans and the heirs of Europe’s longest and bravest self-overcoming.

All great things bring about their own destruction through an act of self-overcoming: thus the law of life will have it, the law of the necessity of “self-overcoming” in the nature of life – the lawgiver himself eventually receives the call: “submit to the law you yourself proposed.” In this way Christianity as a dogma was destroyed by its own morality; in the same way Christianity as morality must now perish, too: we stand on the threshold of this event. After Christian truthfulness has drawn one inference after another, it must end by drawing its most striking inference, its inference against itself; this will happen, however, when it posts the question “what is the meaning of all will to truth?”

And here I again touch on my problem, on our problem: what meaning would our whole being possess if it were not this, that in us the will to truth becomes conscious of itself as a problem?

As the will to truth thus gains self-consciousness – there can be no doubt of that – morality will gradually perish now: this is the great spectacle in a hundred acts reserved for the next two centuries in Europe – the most terrible, most questionable, and perhaps also the most hopeful of all spectacles. –

Apart from the ascetic ideal, man, the human animal, had no meaning so far. His existence on earth contained no goal; “why man at all?” – was a question without an answer; the will for man and earth was lacking; behind every great human destiny there sounded as a refrain a yet greater “in vain!” This is precisely what the ascetic ideal means: that something was lacking, that man was surrounded by a fearful void – he did not know how to justify, to account for, to affirm himself; he suffered from the problem of his meaning. He also suffered otherwise, he was in the main a sickly animal: but his problem was not suffering itself, but that there was no answer to the crying question, “why do I suffer?”

Man, the bravest of animals and the one most accustomed to suffering, does not repudiate suffering as such; he desires it, he even seeks it out, provided he is shown a meaning for it, a purpose of suffering. The meaninglessness of suffering, not suffering itself, was the curse that lay over mankind so far – and the ascetic ideal offered man meaning! It was the only meaning offered so far; any meaning is better than none at all; the ascetic ideal was in every sense the “faute de mieux” par excellence so far. In it, suffering was interpreted; the tremendous void seemed to have been filled; the door was closed to any kind of suicidal nihilism. This interpretation – there is no doubt of it – brought fresh suffering with it, deeper, more inward, more poisonous, more life-destructive suffering: it placed all suffering under the perspective of guilt.

But all this notwithstanding – man was saved thereby, he possessed a meaning, he was henceforth no longer like a leaf in the wind, a plaything of nonsense – the “sense-less” – he could now will something; no matter at first to what end, why, with what he willed: the will itself was saved.

We can no longer conceal from ourselves what is expressed by all that willing which has taken its direction from the ascetic ideal: this hatred of the human, and even more of the animal, and more still of the material, this horror of the senses, of reason itself, this fear of happiness and beauty, this longing to get away from all appearance, change, becoming, death, wishing, from longing itself – all this means – let us dare to grasp it – a will to nothingness, an aversion to life, a rebellion against the most fundamental presuppositions of life; but it is and remains a will! . . . And, to repeat in conclusion what I said at the beginning: man would rather will nothingness than not will.

– Friedrich Nietzsche